KYC and Due Diligence

Certificate Course: AML/CFT Awareness for the Philippines Real Estate Brokers and Developers

In this certificate course, the faculty member discusses the Philippines Real Estate Industry and their fight against Money Laundering & Terrorist Financing. He covers the Money Laundering / Terrorist Financing (ML/TF) risks in the real estate industry and their obligations under the Anti-Money Laundering Act of 2001 (AMLA) to put in place a Money Laundering/Terrorism Financing Prevention Program (MTPP) and identify and report suspicious transactions to the Anti-Money Laundering Council (AMLC). He talks about the current regulatory framework on Anti-Money Laundering in the Philippines and some of the common red flag indicators in the industry.

Updated: May 2021
Level: Beginner
Inclusions: Assessment, Completion Certificate
Duration: 64 minutes
Points: 120

Trainer: Dante T. Fuentes, CPA, CFE, CAMS, Adviser, Association of Bank Compliance Officers, Inc., Philippines
View Trainer Bio

Webinar: Customer Due Diligence Challenges and Best Practices

Course Duration: 52 minutes
Course Points: 50

This webinar is part of the webinar series run by Fintelekt Advisory Services in association with the Asian Bankers Association (ABA). The topic for this webinar was “Customer Due Diligence Challenges and Best Practices” and it was aired on July 10, 2019.

Speakers for this webinar:

  • Dr. Srinivas Yanamandra, Chief of Compliance, New Development Bank, China
  • Catherine G. Chiong, Deputy Head of Regional Compliance, Ascend Money, Thailand
  • Shirish Pathak, Managing Director, Fintelekt Advisory Services
  • Saurabh Nagar, Regional Manager, Business Solutions Group, APAC, Accuity

Key issues discussed:

  • KYC/ due diligence challenges in the era of digital banking and real-time payments
  • Balancing compliance with business and customer expectations
  • The role of data governance in AML
  • Improving efficiency in due diligence

Expert Speak: Sagar Tanna, TSS Consultancy

Course Duration: 17 minutes
Course Points: 15

Sagar Tanna, Co-Founder, TSS Consultancy speaks on Risk Rating and Periodical Reviews with KYC Recertification in the Digital World in this presentation from Fintelekt’s Asia AML/CFT 2nd Annual Summit 2020 held virtually from July 20-24, 2020.

Expert Speak: Hala Bou Alwan, HBA Consultancy

Course Duration: 33 minutes
Course Points: 30

Hala Bou Alwan, Founder & CEO, HBA Consultancy talks about Recent FATF Guidelines and their Impact on Financial Institutions in this presentation from Fintelekt’s Asia AML/CFT 2nd Annual Summit 2020 held virtually from July 20-24, 2020.

Expert Speak: Douglas Wolfson, LexisNexis Risk Solutions

Course Duration: 18 minutes
Course Points: 15

Douglas Wolfson, Director – Financial Crime Compliance, LexisNexis Risk Solutions speaks about Know Your Customer and Due Diligence for Financial Institutions in this presentation from Fintelekt’s South Asia AML/CFT 10th Annual Summit 2020 held virtually from December 7-9, 2020.

Expert Speak: Sharad Nair, Axis Bank

Course Duration: 42 minutes
Course Points: 40

Sharad Nair, Senior Vice President and Principal Officer AML, Axis Bank speaks about Managing High Risk Customers in this presentation from Fintelekt’s South Asia AML/CFT 10th Annual Summit 2020 held virtually from December 7-9, 2020.

Conversations: Hala Bou Alwan, Founder & CEO, HBA Consultancy

Course Duration: 34 minutes
Course Points: 30

In this video from the Fridays with Fintelekt series, Shirish Pathak, Managing Director, Fintelekt Advisory Services is in conversation with Hala Bou Alwan, Founder & CEO, HBA Consultancy on effective AML compliance communication, impact of the Covid-19 pandemic on changing customer behaviour and transaction patterns, effective due diligence and monitoring, and recommendations for banks to protect their systems and customers from emerging cyber risks.

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