Ultimate Beneficial Ownership

The Module 3 of this certificate course covers international norms and approach to beneficial ownership. The trainer covers misuse of corporate entities, forms of direct and indirect ownership and control, international norms of UBO Identification, including FATF Recommendations and information mechanisms adopted by various countries, Beneficial Owner Gap Analysis Tool and two case studies.

Updated: March 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 27 minutes
Course Points: 25

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
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The Module 2 of this certificate course covers methods of establishing beneficial ownership and source of funds. The trainer talks about the characteristics of a beneficial owner, global definitions of a beneficial owner, characteristics of an effective framework for identification of beneficial ownership, measures that must be taken to enhance transparency and ways to overcome obstacles to increase transparency and common red flag indicators.

Updated: March 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 38 minutes
Points: 35

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
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The Module 1 of this certificate course covers risks associated with legal persons, Politically Exposed Persons, Corporate Vehicles and Arrangements. The trainer covers challenges faced by obliged entities, common methods of misuse of beneficial ownership, regulations and obligations relating to beneficial ownership, customer due diligence process, risk mitigation measures and a case study.

Updated: February 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 38 minutes
Points: 35

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
View Trainer Bio