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Fintelekt-ABA Webinar: Cultural Landscape of AML Compliance

Course Duration: 37 minutes
Course Points: 35

Fintelekt Advisory Services and the Asian Bankers Association hosted a webinar on Cultural Landscape of AML Compliance on May 5, 2021.

The webinar was moderated by Shirish Pathak, Managing Director, Fintelekt Advisory Services and the speakers were Patrick Kelly, CEO, Paul McCarthy, CTO and Dr. Katy Dineen, Senior Associate from The Mizen Group.

The speakers addressed the cultural landscape of compliance and how cultivating that culture can serve to improve a team’s mindset, skills, and appropriately manage risk while increasing business opportunity.

More specifically, they discussed what is a culture of compliance and why it is so important; recognizing different cultural environments: financial sector vs. corporates; the characteristics of a healthy compliance culture; how innovation and technology can be encouraged to serve compliance needs; and how to bring about cultural change whereby innovative thinking becomes the norm.

Fintelekt-ABA Webinar: Future-proofing your Financial Crime Compliance Screening

Course Duration: 1 hour 11 minutes
Course Points: 140

Fintelekt Advisory Services and the Asian Bankers Association hosted a webinar on Future-proofing your Financial Crime Compliance Screening on April 7, 2021.

This course allows Premium users to attempt an assessment and download a Participation Certificate.

The speakers were:

  • Shirish Pathak, Managing Director, Fintelekt Advisory Services (Moderator)
  • Srinivas Vaman Gollapudi, Joint President and Business Head – Trade Finance and Commercial Operations, Kotak Mahindra Bank
  • Brent Estrella, Group CCO, Rizal Commercial Banking Corporation
  • Douglas Wolfson, Director – Market Planning, FCC & Payments, LexisNexis Risk Solutions

Key Issues:

  • The challenges around the current regulation and compliance frameworks designed to combat crime
  • Their impact on customer onboarding while increasing false alerts and operational costs
  • Negative impact on the customer experience as a result

Webinar: Future-proofing your Financial Crime Compliance Screening

Course Duration: 58 minutes
Course Points: 55

Fintelekt Advisory Services and the Asian Bankers Association hosted a webinar on Future-proofing your Financial Crime Compliance Screening on April 7, 2021.

The speakers were:

  • Shirish Pathak, Managing Director, Fintelekt Advisory Services (Moderator)
  • Srinivas Vaman Gollapudi, Joint President and Business Head – Trade Finance and Commercial Operations, Kotak Mahindra Bank
  • Brent Estrella, Group CCO, Rizal Commercial Banking Corporation
  • Douglas Wolfson, Director – Market Planning, FCC & Payments, LexisNexis Risk Solutions

Key Issues:

  • The challenges around the current regulation and compliance frameworks designed to combat crime
  • Their impact on customer onboarding while increasing false alerts and operational costs
  • Negative impact on the customer experience as a result

Webinar: Conducting Enterprise-Wide AML/CFT Risk Assessment

Course Duration: 57 minutes
Course Points: 55

Fintelekt Advisory Services and the Asian Bankers Association hosted a webinar on Conducting Enterprise-Wide AML/CFT Risk Assessment on March 3, 2021.

The speakers were:

  • Shirish Pathak, Managing Director, Fintelekt Advisory Services (Moderator)
  • Madhu Sinha, Independent AML Compliance Professional and Former Head of AML, Citi Bank India
  • Stephen Cutler, Chief Enterprise Risk and Compliance Officer, Omnipay

Key Issues:

  • The importance of comprehensive and ongoing EWRAs
  • Ensuring comprehensive inclusion of risks
  • Regulatory expectations & international standards
  • EWRA on a budget – managing costs & resources

Fintelekt-ABA Webinar: Prioritizing AML Training

Course Duration: 1 hour 4 minutes
Course Points: 100

The first webinar of the 2021 series of Fintelekt-Asian Bankers Association joint webinars was held on February 3, 2021 on Prioritizing AML Training.

This course allows Premium users to attempt an assessment and download a Participation Certificate.

The speakers were:
Arpita Bedekar, Director – Strategy & Planning, Fintelekt Advisory Services (Moderator)
Shirish Pathak, Managing Director, Fintelekt Advisory Services
Chowdhury MAQ Sarwar, Independent Consultant, Bangladesh
Kevin Gomez, Head-AML/KYC and MLRO, IDFC First Bank

Key Issues:

  • Effective and relevant AML training across the organisation – how, what, when, where and why
  • Meeting regulatory expectations and demonstrating a compliance culture
  • Evolution of the AML compliance profession and future roadmap
  • Talent management and expanding the resource pool

Webinar: Prioritizing AML Training

Course Duration: 56 minutes
Course Points: 50

The first webinar of the 2021 series of Fintelekt-Asian Bankers Association joint webinars was held on February 3, 2021 on Prioritizing AML Training.

The speakers were:
Arpita Bedekar, Director – Strategy & Planning, Fintelekt Advisory Services (Moderator)
Shirish Pathak, Managing Director, Fintelekt Advisory Services
Chowdhury MAQ Sarwar, Independent Consultant, Bangladesh
Kevin Gomez, Head-AML/KYC and MLRO, IDFC First Bank

Key Issues:

  • Effective and relevant AML training across the organisation – how, what, when, where and why
  • Meeting regulatory expectations and demonstrating a compliance culture
  • Evolution of the AML compliance profession and future roadmap
  • Talent management and expanding the resource pool
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