debmalyamaitra

Expert Speak: Panel Discussion on Front Line Awareness

Course Duration: 49 minutes
Course Points: 45

This panel discussion took place at the conference AML/CFT Controls in the Insurance Sector, held virtually from September 28-29, 2021. This panel was moderated by Shirish Pathak, Managing Director, Fintelekt Advisory Services. The panelists included Debmalya Maitra, Senior Director BFSI, Chokshi Group, India, Lea Royale Kabanlit, Head of Compliance, FWD Life Insurance, Philippines and Anusha Fernando, Head of Legal, Risk & Compliance, Fairfirst Insurance Sri Lanka.

Expert Speak: Debmalya Maitra, Chokshi Group

Course Duration: 42 minutes
Course Points: 40

Debmalya Maitra, Senior Director – Banking, Financial Services & Insurance, Chokshi Group covered Risk Based Supervision for Insurance and DNFBP Sectors. He talked about the inherent risk with insurance policies and best practices for risk-based supervision for insurance regulators. He also covered best practices various jurisdictions are following to ensure registration of DNFBPs and stop their misuse.

This presentation was part of the AMLC-Fintelekt AML/CTF Summit Philippines 2020, conducted virtually from November 23rd – 27th, 2020.

Certificate Course: Ultimate Beneficial Ownership Module 3

The Module 3 of this certificate course covers international norms and approach to beneficial ownership. The trainer covers misuse of corporate entities, forms of direct and indirect ownership and control, international norms of UBO Identification, including FATF Recommendations and information mechanisms adopted by various countries, Beneficial Owner Gap Analysis Tool and two case studies.

Updated: March 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 27 minutes
Course Points: 25

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
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Certificate Course: Ultimate Beneficial Ownership Module 2

The Module 2 of this certificate course covers methods of establishing beneficial ownership and source of funds. The trainer talks about the characteristics of a beneficial owner, global definitions of a beneficial owner, characteristics of an effective framework for identification of beneficial ownership, measures that must be taken to enhance transparency and ways to overcome obstacles to increase transparency and common red flag indicators.

Updated: March 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 38 minutes
Points: 35

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
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Certificate Course: Ultimate Beneficial Ownership Module 1

The Module 1 of this certificate course covers risks associated with legal persons, Politically Exposed Persons, Corporate Vehicles and Arrangements. The trainer covers challenges faced by obliged entities, common methods of misuse of beneficial ownership, regulations and obligations relating to beneficial ownership, customer due diligence process, risk mitigation measures and a case study.

Updated: February 2021
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Duration: 38 minutes
Points: 35

Trainer: Debmalya Maitra, Senior Director, BFSI at Chokshi Group
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Webinar: Ultimate Beneficial Ownership Identification: Challenges and Best Practices

Course Duration: 43 minutes
Course Points: 40

This webinar is part of the webinar series run by Fintelekt Advisory Services in association with the Asian Bankers Association (ABA). The topic for this webinar is “Ultimate Beneficial Ownership Identification: Challenges and Best Practices” and was aired on June 10, 2020.

Speakers:

  • DEBMALYA MAITRA, Senior Director – BFSI, Chokshi Group
  • CHUA CHOON HONG, Head of Compliance Solutions – APAC, Bureau van Dijk, A Moody’s Analytics Company

Key Issues discussed in this webinar include:

  • Trends in misuse of corporate vehicles for illicit activities
  • Common typologies and recent cases
  • Customer due diligence challenges
  • UBO identification best practices

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