RiskBasedSupervision

Expert Speak: Debmalya Maitra, Chokshi Group

Course Duration: 42 minutes
Course Points: 40

Debmalya Maitra, Senior Director – Banking, Financial Services & Insurance, Chokshi Group covered Risk Based Supervision for Insurance and DNFBP Sectors. He talked about the inherent risk with insurance policies and best practices for risk-based supervision for insurance regulators. He also covered best practices various jurisdictions are following to ensure registration of DNFBPs and stop their misuse.

This presentation was part of the AMLC-Fintelekt AML/CTF Summit Philippines 2020, conducted virtually from November 23rd – 27th, 2020.

Expert Speak: Siva Ramann, National E-Governance Services Ltd (NESL)

Course Duration: 57 minutes
Course Points: 55

Siva Ramann, Managing Director & CEO, National E-Governance Services Ltd (NESL) & Former Executive Director, Securities and Exchange Board of India (SEBI) talked about Risk Based Supervision for Securities Sector. He talked about how hygiene based regulation among regulated intermediaries will lead to better discipline among their staff. He also mentioned that capital market regulators should put in place systems to track granular fund movements and employ sophisticated surveillance technology backed by a data warehouse.

This presentation was part of the AMLC-Fintelekt AML/CTF Summit Philippines 2020, conducted virtually from November 23rd – 27th, 2020.

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